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Principles and resources that are key areas of note to this point are:

  • Create a culture of compliance.
  • Build a culture of best practices so that teams work to excel in areas of compliance and want to highlight their wins.
  • The sample forms are a great guide - Academic Affairs has a number of areas that are key to compliance and the audit process.
  • Make sure that the catalog is the reference point for policies and that policies are interpreted the same by teams and practiced in alignment with the policy itself.
  • When starting the audit process, do a basic evaluation of the institute to pinpoint high-risk areas. Prioritize these areas and start building compliance from the basic high-risk areas. Expand compliance measures from that starting point.
  • Pay attention to what other institutions share about the outcomes of their audits, it may help your institute practice proactive compliance.
  • Prepare for an audit, follow-up on the report, and create an action plan for adjustments, needed changes, and/or future improvements.
  • Pay attention to what different accrediting or governing agencies may require. 

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